Capital Markets

Tailored client solutions delivering compliance protection and innovation to find alpha, whilst increasing margin and speed to market

The introduction of a host of regulatory changes impacting capital markets, firms are driving a need to adopt new processes and access to new data sources and solutions to stay compliant. In addition, margin pressure and the need to take cost out for improved operational efficiency is driven by competitors and market consolidation

Finding alpha ahead of the competition has also driven innovation with migration to cloud, adoption of advanced data science machine learning and AI, augmenting traditional fundamental analysis

Market Drivers

Sector

Regulatory changes demanding Data Driven compliance, and greater market transparency
Emergence of Quantamental investing, combining fundamental data with various modelling tools to gain competitive investment insight
Increased access to new Alt Data Sources (rise of IoT, new datasets, etc.)
Data as a commodity increasing as data vendors recognize opportunity to service directly to client
Competitive pressures fueling use of AI and ML led initiatives to be first to find alpha
Cost savings driven through best cost architecture options (build vs SaaS)
Security considerations critical to ensure system transparency, trust and IP protection

Technology

Cloud computing and storage – reduce costs, improve agility, and enable product development and speed to market
Platform and data security
Data sovereignty and protecting differentiating IP

Organizational

Competitive threats putting pressure on internal infrastructure to deliver greater value with faster speed in and to market

Desire to transition operational legacy tech on-prem to cloud for scalability, eliminate technical debt and increasing complex analytical capability
Need to focus on differentiating value delivery analytics, leaving non-differentiating fundamental analysis to low cost, low overhead solutions
Desire to access large scale high velocity data and optimize value of in-house data assets
Partner solutions emerging to reduce operational overhead and ensure best-in-breed
Challenge in building and running a data science capability to scale

Trust a partner who has the proven technical depth and data science pedigree to support your plans

Datahex - Captial Markets

Integrating world class data science, capital markets domain experience with best-in-breed technologies to provide a powerful, scalable, and flexible platform

Back Testing Trading Strategies

TCA
Best Execution

Trading compliance FRTB
MiFID II

Market & Trade Surveillance Compliance

AI Predictive & Prescriptive Applications

Online
Shop

Algo Dev & Risk management

Client
Data

3rd Party Financial & Market Data

Alt
Data

Morningstar Fundamental & Tick Data

Features

Full order book to back test your trading strategies or conduct TCA

Curated additional data sets
(1min bars, 5min bars, etc.)

Powerful ML and AI capability to solve for liquidity risk metrics

Transform data to build chains and expose hierarchical relationships

Ready infrastructure to process data with related symbology and reference mapping

Access our data science and ML/AI tools to create simulators and forecasts

Secure isolated environment that protects data sovereignty and development of IP

Enables integration with client systems with flexible ingestion and integration APIs

To learn more about the DataHex Managed Platform technologies click here

Benefits

Cost Effective – To enable scaling and supporting growth

Pre and Post Trade Optimization

Low overhead for innovating on offering new services such as global Data Shop

Minimises technical debt

Cloud flexible
technologies

Speed to market/decisions with agile infrastructure in finding alpha

Secure and highly resilient infrastructure

Partner to continue focus on technology innovation and improvements

Access to a Data Science and Cloud Technology expert team

CLIENTS

Opportunities	Use Case	Solution
Access a centralized platform to process large amounts of data to get you from decision to trade first	Data management platform	Leverage our DataHex platform to perform the data ingestion, transformation and storage. Seamlessly combine your data-sets with our Morningstar data offering to improve the accuracy of your predictive and prescriptive analytics Extract the insights you need through collaborative notebooks, third party analytics tools or a user-friendly GUI
Manage exposure to stock volatilities	Portfolio Analytics	Screen the data & analytics that matter to your portfolio composition Alerts triggered on set variables
Optimize risk strategy	Risk Analytics	Provide easy access to mastered data to suit the needs of different users from reporting, querying, discovery, elaboration or modelling. Access our library of pre-calculated risk metrics including Greeks, Sharpe Ratio etc.
Optimize portfolio transactions	Transaction Cost Analysis	Access our highly customizable suite of TCA analytics available near real time, intraday or end of day batch solution
Increased regulations on solvency and liquidity risk	Data transparency	Leverage our DataHex platform to provide consistent visibility to our L1 and L2 tick data from 260 global markets across equities, derivatives, FX and Commodities to ensure compliance with frameworks such as BASEL III FRTB, MiFiD II etc.

Opportunities	Use Case	Solution
Improve decision making activities	Analytics suite	Access our wide breadth of data sets including Morningstar’s Tick History covering 260 exchanges with over 17 years of history, Reference and Fundamental datasets to derive both Fundamental and Advanced analytics, putting your strategy ahead of the curve
Accelerate time to alpha Improve efficiency in analysis	Apply ML and AI Solutions	Access ML/AI technologies and our best in breed Data Science experts to process and synthesize data to create valuable insights. Create predictive and prescriptive automated AI applications to create trading simulations

Opportunities	Use Case	Solution
Competitive trading strategy	Historical Backtest	Access Morningstar’s full depth-of-book data going back over 15 years with coverage of 260 exchanges Seamlessly combine new third party data sets or integrate your datasets to gain deeper insights to develop your trading strategy
Reduce cost whilst maintaining quality and breadth of datasets	Budget optimization	Access Tick History and other data sources (Reference data, fundamentals) through the Morningstar Tick data solution.
Improve model accuracy. Reduce time to integrate normalized data. Reduce complexity in managing multiple providers.	Data Management Platform	Access Morningstar’s breadth of global data of both company, funds, tick and analytic platforms through a rich set of APIs and various On Demand delivery methods including multi-cloud delivery and FTP Ability to query the data through seamless integration with third party analytics tools, Business Intelligence tools or user-friendly GUI Allowing to bring your logic to the data through our Advanced Analytics solution or secure Sandpit
Accelerate time to alpha Improve efficiency in analysis	Apply ML and AI Solutions	Access ML/AI technologies and our Data Science experts to process and synthesize data to create valuable insights. Create predictive and prescriptive automated AI applications for factors such as equity volatility, bond performance & macroeconomic event predictions

Opportunities	Use Case	Solution
Manage immense quantities of data for monetization	Online Data Shop	Leverage our DataHex platform to process and facilitate the delivery of your vast suite of data feeds to your subscribers through multicast transmissions Provide automated entitlement management of subscribers and third-party sellers.
Enrich and derive new datasets	Product development roadmap	Leveraging our multi data source offering to enrich your datasets Applied data science Produce new data reports, indices etc.

Opportunities	Use Case	Solution
Increased regulation on solvency and liquidity risk.	Conduct market surveillance	Leverage our wide breadth of granular global market data (Morningstar Tick History and Fundamental data sets. To find out more click here.) to deliver more accurate regulatory metrics such as MiFID II or FRTB Metrics and as such improving the accuracy of our firm’s risk models
Increased regulation on solvency and liquidity risk.	Ensure data transparency	Access and visualize historical market data at the sub millisecond level

Opportunities	Use Case	Solution
Reduce time and cost of attaining datasets	Budget and Time Optimization	Access our fully normalized Morningstar data to conduct your experiments and analysis. Utilize a range of collaborative query tools to perform your analysis. Access our secure Sandpit to bring your logic to your pick of data

Why RoZetta Technology

Over 20 years financial market data and managed solution domain experience

Reputation for building world-class multi-petabyte serverless cloud platforms

Managed service experience – large scale global environment (24x7 operations and client management)

Cloud technology experts (including AWS Advanced Cloud Consultant partner)

Highly technical and innovative R&D product capability, providing an extension to your team

Deep domain expertise with an extensive global partner network and active university and PhD involvement

Capital Markets

Market Drivers